Mach 1 Statement of Disclosures.
a. All information is believed to be current. It should not be viewed as personalized investment advice. All expressions of opinion reflect the judgment of the authors on the date of publication and may change in response to market conditions. You should consult with a professional advisor before implementing any strategies discussed. Content should not be viewed as an offer to buy or sell any of the securities mentioned or as legal or tax advice. You should always consult an attorney or tax professional regarding your specific legal or tax situation.
b. Hyperlinks on this website are provided as a convenience. We cannot be held responsible for information, services or products found on websites linked to ours.
c. Different types of investments involve higher and lower levels of risk. There is no guarantee that a specific investment or strategy will be suitable or profitable for an investor’s portfolio. There are no assurances that a portfolio will match or exceed any particular benchmark. Actual account results may have been higher or lower than the results mentioned depending on an individual’s investment timing, cash movement, size of the account and client restrictions. Past performance is not indicative of future results.
d. Investment adviser representatives may recommend the purchase of insurance products in their separate capacities as insurance agents and will receive additional compensation for these transactions.
e. Third-party rankings and recognition from rating services and publications do not guarantee future investment success. Working with a highly-rated adviser also does not ensure that a client or prospect will experience a higher level of performance. These ratings should not be viewed as an endorsement of the adviser by any client and do not represent any specific client’s evaluation. Generally, ratings, rankings and recognition are based on information provided by the adviser. Please contact the adviser for more information regarding how these rankings and ratings were formulated.
f. Photos are used for the singular purpose of enhancing the website. None of them are photographs of current or former clients.
g. TD Ameritrade, Inc. is the firm that we use to custody our client assets. TD Ameritrade and Mach 1 Financial Group, Inc., are separate and unaffiliated firms, and are not responsible for each other’s services or policies. TD Ameritrade does not endorse or recommend any advisor and the use of the TD Ameritrade logo does not represent the endorsement or recommendation of any advisor. Brokerage services provided by TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. Used with permission.
h. Mike Huckabee has been remunerated to appear at the Mach 1 Financial Group, Inc. 2020 & Your Money event taking place on March 5th, 2020. Mike Huckabee is not a client of Mach 1 Financial Group, Inc. Mike Huckabee is not affiliated with, nor does he endorse Mach 1 Financial Group, Inc.
i. Top Money Managers within the panel for the March 5th, 2020 – 2020 & Your Money – event is in reference to 3rd party money managers whose products are used by Mach 1 Financial Group, Inc. Top Money Managers have not been remunerated to appear on the panel.
j. The Best of Northwest Arkansas 2018 Winner award is granted by the Northwest Arkansas Democrat-Gazette. The Democrat-Gazette conducted the survey which is open to every individual who is over 18 years old within the United States of America and any person can vote once per day. Any individual that is over 18 years old within the United States of America can nominate a business for different categories. Mach 1 was nominated and won 2nd place (Sliver) in the “best financial planner” category. Mach 1 does not pay any fee to be on the ballot.
k. Options involve risks and are not suitable for all investors. All investments have the potential for profit & loss. There are many factors that an investor should be aware of when trading options including but not limited too: interest rates, volatility, stock splits, stock dividends, stock distributions, currency exchange rates. Investors should only engage in options trading that is best suited to their financial condition and option experience as well as taking into consideration current market conditions. Click to view the Characteristics & Risks of Standardized Options, also known as the options disclosure document (ODD) as well as the October 2018 Supplement that is put out by the Options Clearing Corporation (OCC).
l. RamseyTrusted is Ramsey’s seal of approval in the marketplace—a symbol fans can look for to find service providers the Ramsey team endorses. As a SmartVestor Pro, I’m proud to be RamseyTrusted. That means I consistently meet Ramsey’s high standards of excellent customer service. Now, to be clear, the RamseyTrusted shield isn’t an indicator of industry know-how. It’s a symbol that proves I’ve earned Ramsey’s trust by being missional, coachable and reliable. And speaking of trust—you should understand that I pay to promote my services as a SmartVestor Pro to receive clients.
SmartVestor™ is an advertising and referral service for investment professionals operated by The Lampo Group, LLC d/b/a Ramsey Solutions (“RS”). When you provide your contact information through the SmartVestor™ site, RS will introduce you to up to five (5) investment professionals (“Pros”) that are in your geographic area, Mach-1. ’Adviser has entered into an agreement with RS under which Adviser pays RS a one-time training fee, a flat monthly membership fee, and a flat monthly advertising fee to advertise Adviser’s services through SmartVestor™ and to receive client referrals from interested consumers who are located in Adviser’s geographic region.
The fees paid by Adviser to RS are paid irrespective of whether you become a client of Adviser, and are not passed along to you. However, you should understand that all of the Pros that are available through SmartVestor™ pay RS fees to participate in the program. Further, the amount of compensation each Pro pays to RS will vary based on certain factors, including whether the Pros choose to advertise in local or national markets. Although RS attempts to match you with a Pro based on objective factors, it may have a financial incentive to endorse and promote Pros that pay higher fees.
It is up to you to interview Adviser and decide whether you want to hire them. If you decide to hire Adviser, you will enter into an agreement directly with Adviser to provide you with investment advisory services. RS is not affiliated with Adviser and neither RS nor any of its representatives are authorized to provide investment advice on behalf of Adviser or to act for or bind Adviser. No investment advisory agreement with Adviser will become effective until accepted by Adviser. RS does not warrant any services of Adviser or any SmartVestor™ Pro and makes no claim or promise of any result or success by retaining Adviser. Your use of SmartVestor™, including the decision to retain the services of Adviser, is at your sole discretion and risk. Adviser has completed Ramsey Pro Training and signed a Code of Conduct under which it has agreed to certain general investment principles, such as eliminating debt and investing for the longer-term, but RS does not monitor or control the investment advisory services Adviser provides.
